While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Customers of LPL Financial says their cash was automatically funneled into cash sweep programs that netted them minimal ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

The SEC has concluded its investigation into Morgan Stanley's cash sweep program without pursuing enforcement action, after examining its compliance with regulations. Several banks' cash sweeps faced ...

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...